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Showing 392 to 401 of 673 search results for about our complaints data section for information.

  1. IGC Markets

    Warnings Published: 16/12/2021 Last modified: 16/12/2021
    IGC Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  2. Green FinTech Challenge

    Tasks for regulated firms Focus areas Published: 17/10/2018 Last modified: 10/02/2023
    Ten firms have been accepted into the Green FinTech Challenge to continue developing innovative products and services that will aid the transition to a net-zero economy.
  3. FCA launches review of treatment of Politically Exposed Persons

    Press Releases Published: 05/09/2023 Last modified: 05/09/2023
    The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.
  4. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.
  5. PS21/11: General insurance pricing practices - amendments

    Policy statements Published: 16/08/2021 Last modified: 02/12/2022
    In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.
  6. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

    Press Releases Published: 25/09/2013 Last modified: 29/11/2016
    Whether complaint handlers were assessing the merits of individual complaints in line with the relevant FCA rules and guidance applicable to PPI;. ... Find out more information about the FCA, as well as how it is different to the PRA.
  7. Market Watch 79

    Newsletters Published: 09/05/2024 Last modified: 09/05/2024
    Newsletter on market abuse surveillance and data governance, surveillance failures and the FCA's model testing peer review, May 2024.
  8. Connect Finances

    Warnings Published: 01/10/2020 Last modified: 01/10/2020
    Connect Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Claims management companies enter FCA regulation today

    Press Releases Published: 01/04/2019 Last modified: 01/04/2019
    The Financial Conduct Authority (FCA) begins regulating the claims management industry from today (1 April). All claims management companies (CMCs) in England, Scotland and Wales will now have to demonstrate they meet and maintain minimum standards
  10. Retail Prices Index changes and DB pension transfer redress

    Statements Published: 03/03/2021 Last modified: 10/03/2021
    We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.