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Showing 402 to 411 of 673 search results for about our complaints data section for information.

402. Forms

     List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

403. Capital Finances

     Warnings Published: 20/06/2019 Last modified: 20/06/2019
     Capital Finances is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

404. Market Watch 70

     Newsletters Published: 03/10/2022 Last modified: 03/10/2022
     In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment firms, credit institutions, trading venues, systematic internalisers, and approved

405. Information on investigations relating to Cum-Ex trades and cryptocurrency fraud

     FOI Release Date of Release: 06/06/2022
     The FCA answers multiple questions related to investigations on Cum-Ex trades and cryptocurrency fraud.

406. World Markets

     Warnings Published: 15/07/2020 Last modified: 15/07/2020
     World Markets is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

407. Review of host Authorised Fund Management firms

     Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
     We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

408. Ensuring the fair treatment of customers in vulnerable circumstances

     Firms Published: 16/06/2022 Last modified: 16/06/2022
     The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

409. Mortgages and coronavirus: our guidance for firms

     Mortgage lenders and intermediaries Published: 20/03/2020 Last modified: 01/12/2020
     FCA guidance for mortgage lenders, mortgage administrators, home purchase providers and home purchase administrators as the coronavirus situation develops.

410. Report a financial promotion

     Last modified: 20/03/2023
     Complete our form to report a financial promotion or advert that you think is misleading, unfair or unclear.

411. Regulatory Sandbox

     Firms Published: 27/03/2022 Last modified: 09/05/2024
     The Regulatory Sandbox is for firms wanting to test new products live in the market with real consumers. Find out more about it and how to apply.

412. Product sales data reporting

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     Find out more about how to submit product sales data or report a 'nil' return.