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Showing 492 to 501 of 673 search results for about our complaints data section for information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Alternative investment fund manager (AIFM) hosting

    Firms Published: 25/03/2024 Last modified: 25/03/2024
    Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.

  3. Competition law

    How we regulate Published: 20/04/2016 Last modified: 19/07/2022
    How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements.

  4. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    The key changes for authorised PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications ... You can find further information on our

  5. Investing in crypto

    Last modified: 10/05/2024
    A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.

  6. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

  7. FCA sets out initial findings on bank account access and closures

    Press Releases Published: 19/09/2023 Last modified: 19/09/2023
    The FCA has published the findings of its initial data exercise on bank account access and closures.

  8. Retail banking: product governance review

    Multi-firm reviews Published: 05/03/2018 Last modified: 05/03/2018
    The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common

  9. Continuous payment authorities: it is your right to cancel

    News stories Published: 27/06/2013 Last modified: 18/05/2021
    Find out your rights when cancelling a continuous payment authority and what to do if your bank does not allow you to do this.

  10. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

  11. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.
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