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Showing 322 to 331 of 663 search results for about our complaints data section for information about.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Alexander David Securities Limited enters liquidation

    News stories Published: 04/07/2022 Last modified: 14/10/2022
    On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

  3. Report a concern: mutual societies

    Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
    How and to whom you can report a concern about a mutual society.

  4. PS19/8: Increasing the award limit for the Financial Ombudsman Service

    Policy statements Published: 16/10/2018 Last modified: 08/03/2019
    Following our Consultation Paper CP18/31, we are increasing the Financial Ombudsman Service’s award limit. The award limit sets the maximum amount of compensation the ombudsman service can require financial services firms to pay when it upholds a

  5. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  6. Product sales data: general guidance and retail investments FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: general guidance and retail investments FAQs.

  7. Transitional provisions and regimes

    Firms Published: 01/10/2020 Last modified: 31/03/2022
    Find out about the transitional provisions and regimes that are operating, following the end of the transition period.

  8. CP15/39: Rules and guidance on payment protection insurance complaints

    Consultation papers Published: 26/11/2015 Last modified: 30/11/2015
    This Consultation Paper sets out, and asks for views on, our proposals for:. ... claims management companies, other paid advocates, and consumer organisations who take forward complaints about PPI on behalf of consumers or otherwise help them.

  9. Financial promotions data 2021

    Data Published: 03/02/2022 Last modified: 10/01/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2021 to 31 December 2021.

  10. Finalised Guidance: Business interruption insurance test case

    Finalised guidance Published: 17/06/2020 Last modified: 17/06/2020
    This finalised guidance sets out the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA. 

  11. Primary Market Bulletin 43

    Newsletters Published: 20/02/2023 Last modified: 20/02/2023
    In this edition we cover multi-factor authentication for FCA systems, Equivalence of non-UK regimes and a reminder of the deadline for commenting on our digital reporting consultation