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Showing 352 to 361 of 663 search results for about our complaints data section for information about.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
    EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.

  3. Bank or building society

    Last modified: 22/09/2017
    of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document), Reporting and notifications (Chapter 13 in our Approach Document) and Access to payment account services ... Answer the following question to

  4. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).

  5. CP21/33: Regulatory fees and levies proposals for 2022/23

    Policy and guidance Consultation papers Published: 30/11/2021 Last modified: 07/03/2022
    We consult on our proposed policy changes to the way we will raise FCA fees from 2022/23

  6. Senior Managers and Certification Regime

    Tasks for regulated firms Published: 06/07/2015 Last modified: 06/02/2023
    The Senior Managers and Certification Regime (SM&CR) changed how people working in financial services are regulated. See how it applies to your firm.

  7. Our innovation services

    Firms Published: 27/03/2022 Last modified: 01/08/2023
    The FCA promotes innovation by offering a range of market facing tools and services for innovative firms. Find out more about the support on offer.

  8. Diary engagements

    Last modified: 10/05/2024
    Published diary engagements for the FCA Chair, executives and non-executives.

  9. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  10. Financial promotions quarterly data 2023 Q2

    Data Published: 04/08/2023 Last modified: 03/11/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

  11. Financial promotions data 2022

    Data Published: 03/02/2023 Last modified: 03/02/2023
    The FCA publishes data on the number of financial promotions that it has taken action on to mitigate non-compliance with the FCA's rules. This data is for January 2022 to 31 December 2022.