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Showing 492 to 501 of 663 search results for about our complaints data section for information about.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Information in relation to Premier FX - May 2021

    FOI Release Date of Release: 27/05/2021
    The FCA provides a chronological list of organisations the Head of the FCA's Claims Management Companies department met with.

  3. Repeal and replacement of assimilated law

    Firms Published: 13/07/2023 Last modified: 01/05/2024
    Documents on the repeal and replacement of provisions in the retained EU law.

  4. Competition law

    How we regulate Published: 20/04/2016 Last modified: 19/07/2022
    How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements.

  5. Market integrity and strategic approach

    Speeches Published: 07/02/2020 Last modified: 20/03/2024
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on the confluence of EU, UK and US law and practice in our securities markets.

  6. FCA review finds weaknesses in some ‘host’ Authorised Fund Management firms’ governance and operations

    Press Releases Published: 30/06/2021 Last modified: 30/06/2021
    The Financial Conduct Authority (FCA) has called for so-called ‘host’ Authorised Fund Managers (AFMs) to improve their standards following a review of firms published today.

  7. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 05/07/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

  8. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    This should include appropriately focused risk-based monitoring. We will increasingly focus on how well firms analyse consumer complaints about PPI and proactively contact those who may have been mis-sold ... We will also continue our work to ensure that

  9. Wonga to make major changes to affordability criteria following discussions with the FCA

    Press Releases Published: 02/10/2014 Last modified: 02/10/2014
    Wonga has entered into an agreement, known as a voluntary requirement (VREQ), with the Financial Conduct Authority (FCA) that requires it to make significant changes to its business immediately.

  10. Mark Starling sentenced to 5 years’ imprisonment in FCA prosecution of £3m investment fraud

    Press Releases Published: 29/11/2018 Last modified: 30/11/2018
    Mark Barry Starling, aged 57 of Farnham, Surrey, was today sentenced at Southwark Crown Court to 5 years’ imprisonment for defrauding investors of just under £3 million in relation to unauthorised investment schemes he operated between 2008 and

  11. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    You can find more information about the FCA, as well as how it is different to the PRA. ... Find out more information about the FCA.