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Showing 662 to 671 of 17332 search results for about the Financial Lives.

  1. Money Laundering Regulations

    Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
    Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.
  2. Most complained about firms and products revealed

    News stories Published: 15/04/2013 Last modified: 29/11/2016
    We have published the number of complaints received by banks, building societies, insurers and mortgage providers during the second half of 2012, and what those complaints were about. If you are thinking about moving your money, comparing mortgages
  3. Increasing confidence: what power posing can tell us about research for regulation

    Insight Published: 23/11/2016 Last modified: 17/02/2017
    But what does controversy over power posing have to do with research for financial regulation? ... analysis which find that this has little long term effect on financial behaviour.
  4. Reports about sexual and non-financial misconduct made to the FCA

    FOI Release Date of Release: 07/09/0201
    The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA
  5. Financial Lives 2022 survey: Mortgages [pdf]

    Financial Lives Published: 26/07/2023
    These slides provide selected findings on mortgages as part of the Financial LIves 2022 survey.
  6. Firms reminded about potential financial crime risks linked to Afghanistan

    Statements Published: 31/08/2021 Last modified: 31/08/2021
    We are reminding firms to be aware of the potential financial crime risks linked to Afghanistan
  7. FCA fines and bans wife and bans husband financial advisor for lack of integrity

    Press Releases Published: 12/10/2017 Last modified: 12/10/2017
    The Financial Conduct Authority (FCA) has banned Mrs Colette Chiesa and Mr John Chiesa from working in financial services for integrity failings. Additionally, Mrs Chiesa has been fined £50,000 for attempting to mislead the FCA during an FCA
  8. Connaught Income Series 1 Fund — update to investors

    News stories Published: 29/01/2016 Last modified: 05/12/2016
    If you delay, you may lose your right to have your complaint considered by the firm and by the Financial Ombudsman Service. ... For the contact address of any authorised firm that you wish to complain about, please search the FCA’s Financial Services
  9. London Capital and Finance plc

    News stories Published: 14/08/2019 Last modified: 02/02/2022
    On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course
  10. Financial Lives 2022 survey: Pensions (accumulation and decumulation) [pdf]

    Financial Lives Published: 26/07/2023
    These slides provide selected findings on pensions (accumulation and decumulation) as part of the Financial LIves 2022 survey.