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Showing 1 to 10 of 115 search results for adequate professional indemnity insurance.
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Professional indemnity insurance
Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence. -
Distributors: professional indemnity insurance
Certain firms are required to hold Professional Indemnity Insurance (PII) -
RMA-E Professional indemnity insurance self certification: FAQs
RMA-E Professional indemnity insurance self certification: FAQs -
Information about professional insurance indemnity premiums - July 2020
The FCA provides information about professional insurance indemnity premiums -
Defined benefit pension transfers market data October 2018-March 2020
Defined benefit pension transfers market data October 2018-March 2020 -
RMA-E: Professional Indemnity Insurance
RMA-E: Professional Indemnity Insurance -
The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures
The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings. -
Appointed representatives and networks
Principals often have networks of appointed representatives (ARs). Find out how to control your networks to reduce risks to your business. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and