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Showing 41 to 50 of 115 search results for adequate professional indemnity insurance.
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Coronavirus (Covid-19): Information for firms
Our expectations for firms during the coronavirus pandemic, and the measures we’ve put in place to make sure customers are protected. -
Data Bulletin June 2018: The retail intermediary sector
This bulletin focuses on new analysis of the retail intermediary sector based on the data firms have submitted to us via the Retail Mediation Activities Return (RMAR). -
RMA-H COBS data: FAQs
RMA-H COBS data: FAQs -
AISP models under PSD2
The FCA provides what an Agency models for authorised payment institutions or small payment institutions under PSD2 -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
RMA-I Supplement Product Sales Data: help text
i) non-investment insurance contracts. 1. Total non-investment insurance premium derived from retail customers.Firms should enter the total insurance premium for all retail customers. ... IPRU IS Annex 11Page 25 of definitions 11.3 provides description -
Client assets and coronavirus (Covid-19)
Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19). -
RegData help and FAQs
You can find help and/or FAQs on all the Gabriel data items below and via the links to the right. -
Registered account information service provider (RAISP) applicants
Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA. -
Information on Defined Benefits - January 2020
FCA provides information on the number of advisory firms whom no longer offer Defined Benefit advice.