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Showing 1022 to 1031 of 1567 search results for after Brexit.

  1. Two brothers convicted for taking £750,000 out of failed investment firm 

    Press Releases Published: 22/05/2023 Last modified: 23/05/2023
    Collateral offered peer-to-peer style investments on a website fraudulently claiming it was FCA-authorised.
  2. Debt purchaser Motormile Finance agrees to redress package

    Press Releases Published: 02/11/2016 Last modified: 02/11/2016
    Motormile Finance UK Limited, a debt purchase and collections firm, has entered into an agreement with the Financial Conduct Authority (FCA) to provide redress to more than 500,000 customers for historic failures in its due diligence and collections
  3. Aggregate complaints data: 2016 H1

    Data and research Published: 06/10/2016 Last modified: 23/05/2022
    The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time.
  4. The regulation of advice – recommendations post FAMR

    Speeches Published: 20/04/2016 Last modified: 20/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Westminster and City industry forum on FAMR, on 13 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  5. REP008: Conduct Rules reporting for solo-regulated firms

    Tasks for regulated firms Published: 13/08/2020 Last modified: 09/02/2023
    Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches.
  6. Conduct risk during LIBOR transition: Questions and answers

    Statements Published: 19/11/2019 Last modified: 19/11/2019
    News story on conduct risk during LIBOR transition: Questions and answers for firms
  7. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.
  8. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.
  9. FCA charges two in relation to an unauthorised investment scheme

    Press Releases Published: 29/04/2013 Last modified: 15/05/2013
    The Financial Conduct Authority (FCA) has charged Alex Hope of Docklands, London and Raj Von Badlo of Bourne End, Buckinghamshire with a total of ten offences relating to an unauthorised investment scheme they promoted and operated. The scheme
  10. FCA reminds cryptoasset businesses to register before the end of June

    Press Releases Published: 22/06/2020 Last modified: 22/06/2020
    FCA reminds cryptoasset businesses to register before the end of June