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Showing 1102 to 1111 of 1567 search results for after Brexit.

  1. FCA secures increased confiscation order against Benjamin Wilson

    Press Releases Published: 11/06/2018 Last modified: 11/06/2018
    Today, His Honour Judge Grieve QC sitting at the Central Criminal Court increased the value of a confiscation order made against Benjamin Wilson, a convicted fraudster, from £1 to £31,905.33. The increased order must be paid within 28 days or Mr
  2. SM&CR categorisation for solo-regulated firms

    Tasks for regulated firms Published: 31/07/2019 Last modified: 06/02/2023
    Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this.
  3. Statement on updated guidance for insurance and premium finance firms

    Statements Published: 24/07/2020 Last modified: 24/07/2020
    The FCA proposes extending a series of temporary measures to help customers who hold insurance and premium finance products.
  4. First Supervisory Notice 2021: ICC Intercertus Capital Limited [pdf]

    Supervisory notices Published: 26/05/2021
    This FSN (ICC Intercertus Capital Limited) concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime.
  5. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    There were instances of sporting activities like playing golf or attending rugby games provided after participation in training events. ... Evening dinners, which were not themselves designed to enhance the quality of service to clients, were also
  6. Safe custody services firm review findings

    Multi-firm reviews Published: 10/08/2016 Last modified: 18/05/2017
    Read what we found during our series of visits in 2010 to the known providers of safe custody services in the UK, what we would expect to see if we conducted a set of similar visits again in the future, and some examples of good and poor practice
  7. FCA sets out plans for regulation of claims management companies

    Press Releases Published: 05/06/2018 Last modified: 11/01/2024
    The FCA has today published draft rules outlining how it will regulate claims management companies (CMCs) when regulation passes to the FCA on 1 April 2019.
  8. End of implementation period for debt packager referral fee ban

    Statements Published: 02/10/2023 Last modified: 02/10/2023
    Our Policy Statement and Final Rules on the debt packager referral fee ban (PS23/5) was published on 2 June 2023. In it we said that existing debt packagers and their existing Appointed Representatives (ARs) at that time could benefit from an
  9. FCA fines three money transfer firms for breaking competition law

    Press Releases Published: 30/11/2023 Last modified: 30/11/2023
    The FCA has today imposed fines on three money transfer firms after they admitted to fixing prices charged to consumers in Glasgow. 
  10. Summary of temporary reliefs for companies reporting published financial information

    Markets Published: 27/01/2021 Last modified: 23/03/2022
    A summary of temporary reliefs for companies reporting published financial information.