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Showing 1302 to 1311 of 1567 search results for after Brexit.

  1. PS15/29: Strengthening accountability in banking: Final amendments to the Decision Procedure and Penalties Manual and the Enforcement Guide

    Policy statements Published: 09/12/2015 Last modified: 26/05/2016
    Senior Managers will be subject to the criminal offence relating to a decision that causes a financial institution to fail for conduct that takes place on or after 7 March 2016.
  2. Occasional Paper No. 4: Why has the FCAs market cleanliness statistic for takeover announcements decreased since 2009?

    Occasional papers Published: 10/07/2014 Last modified: 30/11/2021
    This paper investigates the possible explanations for the fall in the statistics in market cleanliness.
  3. FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

    Statements Published: 27/03/2018 Last modified: 27/03/2018
    The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors
  4. Mohammed Zina sentenced to 22 months in prison for insider dealing and fraud

    Press Releases Published: 16/02/2024 Last modified: 16/02/2024
    Following a sentencing hearing at Southwark Crown Court, Mohammed Zina, 35, was today sentenced to 22 months in prison for insider dealing and fraud.
  5. A regulatory perspective: the drivers of culture and the role of purpose and governance

    Speeches Published: 18/09/2020 Last modified: 25/09/2020
    Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance.
  6. PS15/19: Improving complaints handling, feedback on CP14/30 and final rules

    Policy statements Published: 22/07/2015 Last modified: 30/09/2022
    In the Policy Statement the FCA report on the main issues arising from CP14/30 and publish the final rules.
  7. Safeguarding arrangements of non-bank payment service providers

    Multi-firm reviews Published: 04/07/2019 Last modified: 04/07/2019
    In the first 6 months of 2019 we carried out a multi-firm review with 11 non-bank payment service providers (PSPs) to assess how well they meet the requirements for safeguarding service users’ funds in the Payment Services Regulations 2017 (PSRs)
  8. FS20/14: Mortgages and coronavirus: additional guidance for firms – feedback on draft guidance for mortgages

    Feedback statements Published: 14/09/2020 Last modified: 14/09/2020
    Our guidance published in June 2020 will continue to provide support for those impacted by coronavirus until 31 October 2020 – with consumers able to take a first or second 3 month payment deferral until this date.
  9. FCA announces further proposals to support mortgage borrowers impacted by coronavirus

    Press Releases Published: 02/11/2020 Last modified: 02/11/2020
    In September, we announced tailored support for borrowers affected by coronavirus (Covid-19) after 31 October, which it would keep under review as the pandemic evolved.
  10. The UK Financial Conduct Authority and the US Securities and Exchange Commission sign updated supervisory cooperation arrangements

    Press Releases Published: 29/03/2019 Last modified: 29/03/2019
    The United Kingdom (UK) Financial Conduct Authority (FCA) and the United States (US) Securities and Exchange Commission (SEC) have today reaffirmed their commitment to continue close cooperation and information sharing in the event of the UK’s