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Showing 1342 to 1351 of 1567 search results for after Brexit.

  1. FCA bans and fines two for failing to monitor promotion of Unregulated Collective Investment Schemes

    Press Releases Published: 16/08/2013 Last modified: 17/09/2013
    After conducting full investigations, the FCA found that Leslie and Bennett failed to exercise due skill, care and diligence in their positions.
  2. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate)

    Policy statements Published: 03/11/2020 Last modified: 18/01/2021
    We outline feedback to CP20/18 and confirm near final rules to amend Article 34(1) of the UK-RTS, with minor changes to the proposal in CP20/18. 
  3. FG18/1: Sourcebook for professional body supervisors on anti-money laundering supervision

    Finalised guidance Published: 23/01/2018 Last modified: 23/01/2018
    We have published our specialist sourcebook for professional body supervisors, that sets out expectations in relation to anti-money laundering supervision.
  4. CP13/14: Regulatory fees and levies: policy proposals for 2014/15

    Consultation papers Published: 31/10/2013 Last modified: 22/11/2021
    This consultation paper (CP) sets out our proposed policy changes to our fee and levy regimes.
  5. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

    Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
    This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better
  6. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

    News stories Published: 16/06/2021 Last modified: 16/06/2021
    FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR
  7. GAP insurers agree to suspend sales following FCA concerns over fair value

    Press Releases Published: 09/02/2024 Last modified: 09/02/2024
    The FCA has today announced that multiple insurance firms have agreed to pause sales of Guaranteed Asset Protection (GAP) insurance, following a request from the FCA.
  8. PS13/9 Publishing information about enforcement warning notices

    Policy statements Published: 15/10/2013 Last modified: 07/02/2022
    We are setting out our policy for publishing information about enforcement warning notices, and responding to the feedback to our consultation.
  9. Occasional Paper No. 46: Fixing the Fix? Assessing the Effectiveness of the 4pm Fix

    Occasional papers Published: 22/10/2018 Last modified: 22/10/2018
    We examine the design and effectiveness of the 4pm Fix, the most important benchmark in FX markets, using a unique dataset of trader identified orderbook data from an inter-dealer venue. We propose and examine new measures of benchmark quality and
  10. FSA fines spread bet broker £490,000 for transaction reporting failures

    Press Releases Published: 20/01/2011 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined City Index Limited (City Index) £490,000 for failing to provide accurate transaction reports to the FSA.