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Showing 1412 to 1421 of 1567 search results for after Brexit.

  1. Brexit

    The UK has left the EU. Find out what this means for consumers and firms.

  2. Information on advice given to defined benefit pension scheme members by approved firms - June 2020

    FOI Release Date of Release: 25/06/2020
    FCA provides information on advice given to defined benefit pension scheme members by approved firms.

  3. Information on enforcement investigations MLR 2007, MLR 2017, POCA 2002 - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions regarding investigations into breaches of the Money Laundering Regulations 2007 (MLR 2007) and Money Laundering Regulations 2017 (MLR 2017).

  4. Finalised Guidance: Mortgages and coronavirus: further updated tailored support guidance for firms

    Policy and guidance Finalised guidance Published: 25/03/2021 Last modified: 25/03/2021
    This guidance is designed to enable firms to continue to deliver support to customers affected by the coronavirus pandemic.

  5. FS15/3: Strengthening accountability in banking: UK branches of foreign banks – Feedback on FCA CP15/10

    Feedback statements Published: 13/08/2015 Last modified: 14/09/2015
    We plan to publish our final rules later in the year, as soon as is possible after the secondary legislation is finalised.

  6. The FCA censures Catalyst Investment Group Limited for misleading investors and fines former compliance officer

    Press Releases Published: 03/10/2013 Last modified: 07/02/2022
    he Financial Conduct Authority (FCA) has censured Catalyst Investment Group Limited (Catalyst) for recklessly misleading investors when promoting bonds offered by ARM Asset Backed Securities SA (ARM) between November 2009 and May 2010.

  7. An evaluation of bringing additional benchmarks into the regulatory and supervisory regime

    Corporate documents Published: 22/10/2018 Last modified: 20/12/2018
    In this paper, we evaluate the Benchmarks (Amendment) Instrument 2015, which brought seven benchmarks into our regulatory and supervisory regime.

  8. Understanding approaches to D&I in financial services

    Multi-firm reviews Published: 12/12/2022 Last modified: 13/12/2022
    The FCA observed how financial services firms are designing and embedding diversity and inclusion strategies. The observations give an overview of initiatives to improve diversity and inclusion, which industry leaders can consider in reviewing their

  9. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

    Press Releases Published: 27/05/2014 Last modified: 27/05/2014
    After looking at seven of the largest intermediaries who serve small business clients, the FCA has concluded that in some firms, control frameworks and management information have not developed at the

  10. How can we ensure that Big Data does not make us prisoners of technology?

    Speeches Published: 11/07/2018 Last modified: 11/07/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London.

  11. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

    Press Releases Published: 15/07/2016 Last modified: 15/07/2016
    Very shortly after receiving this email, Mr Breeze instructed his broker to sell his entire shareholding in MoPowered ‘at any price’.
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