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Showing 292 to 301 of 1570 search results for after Brexit.

  1. REP data items FAQs

    Published: 04/03/2016 Last modified: 21/04/2023
    REP data items FAQs
  2. Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]

    Newsletters Published: 27/08/2020 Last modified: 27/08/2020
    This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period.
  3. Market Watch issue 61 [pdf]

    Newsletters Published: 07/10/2019
    This edition of Market Watch provides important information to help firms prepare for a possible no deal Brexit on 31 October.
  4. UK AIFM marketing and passporting

    Firms Published: 08/06/2016 Last modified: 08/02/2023
    Find out about UK AIFMs marketing and passporting.
  5. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 02/07/2024
    Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.
  6. Listing applications and cancellations

    Primary markets Published: 01/05/2016 Last modified: 26/03/2024
    Find out how to book a listing hearing, submit a listing application or cancel securities from the Official List.
  7. Approved Persons help text: Connect

    Published: 12/05/2016 Last modified: 04/10/2023
    Read the FCA Connect help text for Approved Persons.
  8. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.
  9. Listing Rules checklists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    Use these checklists to confirm compliance with the applicable disclosure requirements when submitting documents for FCA approval.
  10. Whistleblowing qualitative assessment survey 2022

    Data Published: 04/05/2023 Last modified: 04/05/2023
    This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to