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Showing 352 to 361 of 1570 search results for after Brexit.

  1. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.
  2. Using claims management companies

    Know your rights Published: 07/03/2019 Last modified: 01/03/2022
    The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs.
  3. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.
  4. Sub-threshold firm notifications

    Firms Published: 08/06/2016 Last modified: 30/01/2023
    Find out how to notify us when a sub-threshold firm exceeds the assets under management (AuM) threshold.
  5. Employers' liability insurance: claiming for a work-related injury or illness

    Consumers Published: 18/04/2016 Last modified: 17/07/2020
    If you want to make a claim following a work-related illness or injury, but are unable to get the information you need from your employer, read our guidance to help you find the right insurer.
  6. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.
  7. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    And as society was still reeling from this and still feeling the impact, we have had the further destruction of trust and confidence caused by of what feels like wave after ... The fifth and final question is almost a ‘catch-all’ question – we are
  8. Examples of unfair terms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Find how your firm can spot an unfair contract term and avoid including it in a consumer contract.
  9. FCA launches further consultations ahead of the UK’s exit from the EU

    Press Releases Published: 23/11/2018 Last modified: 23/11/2018
    The Financial Conduct Authority (FCA) today published a further consultation on its approach to the UK’s exit from the EU. Today’s paper sets out additional proposals to prepare for the possibility the UK leaves the European Union on 29 March
  10. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs