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Showing 422 to 431 of 1567 search results for after Brexit.

  1. Instrument Reference Data

    Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
    Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.
  2. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 01/05/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.
  3. British Steel Pension Scheme: Tools for firms

    Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
    The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.
  4. Heads of compliance and MLROs

    Firms Published: 28/01/2022 Last modified: 08/12/2022
    Make sure you understand our expectations if your firm is applying to us to approve individuals to these positions.
  5. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.
  6. Service standards 2019/20

    Data Published: 24/06/2020 Last modified: 24/06/2020
    The FCA measures its performance using service standards. These are the levels of performance that it aims to meet when carrying out its regulatory functions. This service standards analysis is for 2019/20.
  7. Primary Market Bulletin 36

    Newsletters Published: 15/11/2021 Last modified: 23/11/2021
    In this special edition we introduce specific Task Force on Climate-related Financial Disclosures (TCFD) aligned climate-related disclosure requirements for listed companies.
  8. Interpreting the data

    Data Published: 27/06/2024 Last modified: 27/06/2024
    Interpreting the Product Sales Data and see the latest tables.
  9. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    In light of the recent FOREX investigation, which saw the FCA uncover failures by firms to correct their controls to prevent attempts to manipulate the market after the LIBOR failings had ... After all, despite their efforts to lead the change, we
  10. Sensitive business names

    Tasks for firms Published: 13/09/2015 Last modified: 08/05/2024
    See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name.