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Showing 492 to 501 of 1567 search results for after Brexit.

  1. Internal investigations by firms

    Speeches Published: 05/11/2015 Last modified: 05/11/2015
    Speech by Jamie Symington, Director in Enforcement (Wholesale, Unauthorised Business and Intelligence), FCA, delivered at the Pinsent Masons Regulatory Conference 2015 on 5 November 2015. This is the text of the speech as drafted, which may differ
  2. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    Shortly after I agreed with Nilufer that this would be an interesting topic for my address, she sent me a copy of the client briefing her firm had just published, setting
  3. Sector Views 2017

    Corporate documents Published: 18/04/2017 Last modified: 05/04/2018
    We need a view of how the financial system works as a whole, as well as within its individual sectors and markets. To develop this view, we divide the system into sectors and monitor them continuously.
  4. Stuart Bayes sentenced for insider dealing

    Press Releases Published: 10/05/2024 Last modified: 10/05/2024
    Following a sentencing hearing at Southwark Crown Court, Stuart Bayes, 58, was today sentenced to 18 months’ imprisonment, suspended for 2 years, after being convicted of 2 counts of insider dealing.
  5. Primary Market Bulletin 43

    Newsletters Published: 20/02/2023 Last modified: 20/02/2023
    In this edition we cover multi-factor authentication for FCA systems, Equivalence of non-UK regimes and a reminder of the deadline for commenting on our digital reporting consultation
  6. Good conduct and market integrity

    Speeches Published: 02/06/2014 Last modified: 11/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
  7. Apply to become a home finance provider

    Firm authorisation Published: 28/04/2020 Last modified: 15/11/2023
    Find out how to apply to the FCA for authorisation if you’re a non-bank lender, lifetime mortgage provider or third-party mortgage administrator.
  8. Carbon credit trading scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how carbon credit trading works, how to avoid scams and what to do if you’re scammed.
  9. Credit unions carrying out consumer credit activities

    Tasks for firms Published: 16/11/2015 Last modified: 03/04/2024
    Find out how to notify the FCA or apply for permission to carry out Conditional Sale, Hire Purchase or other types of consumer credit activity.
  10. UK FinTech: Regulating for innovation

    Speeches Published: 23/02/2016 Last modified: 23/02/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the FCA’s event on UK FinTech: Regulating for innovation on 22 February 2016. This is the text of the speech as drafted, which may differ from the delivered