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Showing 582 to 591 of 1567 search results for after Brexit.

  1. Retail Mediation Activity data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Retail Mediation Activity data items: FAQs
  2. Are small firms being locked out of the derivatives market?

    Insight Published: 30/06/2017 Last modified: 30/06/2017
    Next, we monitored trading before and after the 1 March implementation date – when the rules took effect for all other counterparties. ... We looked at the counterparty pairs between smaller and large firms both before and after the variation margin
  3. Capital market regulation and coronavirus

    Speeches Published: 07/08/2020 Last modified: 07/08/2020
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the ShareSoc Webinar: building market and investor confidence.
  4. First Supervisory Notice 2021: FXBFI Broker Financial Invest Ltd [pdf]

    Supervisory notices Published: 10/05/2021
    This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime.
  5. Retirement income data

    Registers and systems Published: 20/07/2018 Last modified: 13/06/2022
    Retirement income data
  6. Amend an authorised fund

    Tasks for firms Published: 10/05/2015 Last modified: 18/07/2023
    To amend or wind up an authorised fund you must send us a notification for approval of the proposed change.
  7. Our Business Plan 2019/20

    Corporate documents Published: 17/04/2019 Last modified: 17/05/2019
    The FCA annual Business Plan gives details of the key priorities and the planned specific activities for 2019/20.
  8. Investment Association Annual Dinner 2017

    Speeches Published: 17/10/2017 Last modified: 17/10/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Investment Association Annual Dinner 2017.
  9. News for customers of Alpari (UK) Limited

    Statements Published: 20/01/2015 Last modified: 23/03/2018
    After the special administrators have completed their assessment of the client money position of Alpari, it will become clearer whether there are any customer losses relating to client money.
  10. FCA Statement regarding Tracey McDermott

    Statements Published: 07/01/2016 Last modified: 07/01/2016
    This was a decision taken after many months of careful thought and was not one that I took lightly.”.