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Showing 812 to 821 of 1567 search results for after Brexit.

  1. Women in finance: keeping up the pressure for progress

    Speeches Published: 22/03/2018 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London
  2. Ex post Impact Evaluation Framework

    Discussion papers Published: 09/04/2018 Last modified: 14/09/2020
    Ex post impact Evaluation Framework Discussion Paper,
  3. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    PPI sales fell dramatically after early 2009 (Note 5). The current rules and guidance about PPI complaint handling have been in place since December 2010. ... That means that sums must have been payable (or capable of becoming payable) under the
  4. DP22/6: Future Disclosure Framework

    Discussion papers Published: 13/12/2022 Last modified: 13/12/2022
    The way consumers buy retail investments is evolving. Give your views on how we prepare retail disclosure for the future.
  5. Aggregate complaints data: 2022 H2

    Data Published: 27/04/2023 Last modified: 19/10/2023
    This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2022, between between 1 July and 31 December 2022. This includes the latest trends and analysis by product group.
  6. Reporting of securities financing transactions under UK SFTR after the transition period [pdf]

    Documents Published: 24/11/2020
    We explain what TRs, and UK counterparties that use them, should do to make sure they comply with UK Securities Financing Transactions Regulation (UK SFTR) reporting obligations from the end of the transition period.
  7. Rules that apply to firms in SRO and fund operators in the TMPR

    Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
    We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR).
  8. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.
  9. TSB fined £48.65m for operational resilience failings

    Press Releases Published: 20/12/2022 Last modified: 20/12/2022
    The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have fined TSB Bank plc (“TSB”) a total of £48,650,000 for operational risk management and governance failures, including management of outsourcing risks,
  10. Requesting sample transaction reporting data

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.