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Showing 892 to 901 of 1567 search results for after Brexit.

  1. Prospectus Regulation Rules Cross Reference lists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.
  2. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.
  3. Settlement in enforcement cases

    About us How we regulate Published: 22/04/2016 Last modified: 27/02/2024
    An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned.
  4. How we monitor the market and contact issuers

    Markets Primary markets Published: 18/02/2021 Last modified: 18/02/2021
    We explain how we monitor the market, and when and how we might contact an issuer.
  5. Information on enforcement cases/investigations - August 2020

    FOI Release Date of Release: 14/08/2020
    We prvide information on how many enforcement cases/investigations targeting individuals were opened by us over the last two years.
  6. FCA fines Tesco Bank £16.4m for failures in 2016 cyber attack

    Press Releases Published: 01/10/2018 Last modified: 01/10/2018
    The Financial Conduct Authority (FCA) has fined Tesco Personal Finance plc (Tesco Bank) £16,400,000 for failing to exercise due skill, care and diligence in protecting its personal current account holders against a cyber attack. The cyber attack
  7. FCA confirms final rules for independent governance committees

    Press Releases Published: 04/02/2015 Last modified: 04/02/2015
    The establishment of IGCs was recommended after an Office of Fair Trading market study found problems with the workplace pension market including potential conflicts of interest between employers and schemes.
  8. CMCs: how we will authorise and regulate firms

    Claims management companies Published: 17/12/2018 Last modified: 06/02/2023
    Claims management companies are subject to FCA regulation. Read about the standards and rules your firm will need to meet.
  9. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.
  10. Richard Lloyd becomes Interim Chair of the FCA

    Press Releases Published: 01/06/2022 Last modified: 01/06/2022
    Richard Lloyd OBE has become Interim Chair of the Financial Conduct Authority, as previously announced on 4 February 2022.