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Showing 932 to 941 of 1567 search results for after Brexit.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
CP23/27: Reforming the commodity derivatives regulatory framework
This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test. -
FCA fines ADM Investor Services International Limited £6,470,600 for serious financial crime control failings
The broker has been fined for inadequate anti-money laundering (AML) systems and controls. -
DRSP authorisation process
UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process. -
FCA publishes PPI complaints deadline final report
The Financial Conduct Authority (FCA) has published its final report on the impact of the deadline for PPI complaints. The report highlights the outcome of the communications campaign which ran for two years. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Alex Hope sentenced for failing to pay confiscation order
Alex Hope was today (27 September 2016) sentenced to 603 days’ imprisonment for failing to pay the full value of a confiscation order made against him. -
FCA updates retirement income market study terms of reference
The FCA announced the market study in February after its research found that the annuity market was not working well for consumers with eight out of ten of those not shopping -
FS17/3 and PS17/22: Review of the effectiveness of primary markets
In February 2017 we published a Discussion Paper and a Consultation Paper as part of our 2016/2017 Business Plan commitment to review the structure of the UK’s primary markets to ensure they continue to serve the needs of issuers and investors. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London.