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Showing 952 to 961 of 1567 search results for after Brexit.

  1. Darren Newton banned by the FCA for misappropriating client money

    Press Releases Published: 21/05/2018 Last modified: 21/05/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice, which sets out its decision to ban Darren Lee Newton from working in any regulated activity in the financial services sector.
  2. Enterprise Insurance Company indicates it is insolvent

    Statements Published: 25/07/2016 Last modified: 22/11/2017
    The Provisional Liquidator of Enterprise Insurance Company Limited (Freddie White, appointed 25 July 2016) has today (30 September 2016) written to all insurance brokers to advise that he intends to terminate all Enterprise Insurance policies on 26
  3. DRSP regulatory framework

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 19/04/2024
    We provide guides that set out the regulatory framework for UK Data Reporting Service Providers (DRSPs). Find out more about how to use these sources.
  4. Credit cards (including retail revolving credit) and coronavirus: draft guidance and rules for firms

    Guidance consultations Published: 01/04/2020 Last modified: 30/11/2020
    The FCA's guidance for firms on credit cards and retail revolving credit during the coronavirus situation.
  5. FSA fines Commerzbank for failures in transaction reporting

    Press Releases Published: 27/04/2010 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.
  6. Cultural evolution: how culture must change to meet expectations

    Speeches Published: 26/06/2023 Last modified: 26/06/2023
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.
  7. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.
  8. Express Gifts Ltd enters into £12.5m redress scheme

    Press Releases Published: 17/02/2017 Last modified: 17/02/2017
    Express Gifts Ltd, a direct mail order and online business with permission to sell general insurance products, has entered into an agreement with the Financial Conduct Authority (FCA) to provide £12.5m redress to approximately 330,000 customers who
  9. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 
  10. CP21/27: Quarterly Consultation Paper No. 33

    Consultation papers Published: 03/09/2021 Last modified: 12/01/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.