Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 972 to 981 of 1567 search results for after Brexit.

  1. FCA fines and bans financial adviser for insider dealing

    Press Releases Published: 13/05/2016 Last modified: 13/05/2016
    After the public announcement of the increased offer for Ashcourt Rowan, Mr Taylor then sold his shares for £18,509.91 making a profit of £3,498. ... The FCA is minded to revoke the Prohibition Order after two years, on Mr Taylor’s application, in
  2. The Financial Conduct Authority imposes £2.1m fine and places restriction on Bank of Beirut after it misled the regulator

    Press Releases Published: 05/03/2015 Last modified: 30/08/2015
    The Financial Conduct Authority imposes £2.1m fine and places restriction on Bank of Beirut after it misled the regulator. ... The Bank of Beirut repeatedly provided the regulator with misleading information after it was required to address concerns
  3. DP14/2 Fairness of changes to mortgage contracts

    Discussion papers Published: 07/07/2014 Last modified: 07/02/2022
    This DP is an opportunity to open up the discussion and be transparent about the factors that may be relevant when considering the fairness of changes to regulated mortgage contracts.
  4. The retrospective application of rules: feedback on the call for examples

    News stories Published: 22/01/2015 Last modified: 19/11/2021
    We asked firms to provide examples of the retrospective application of regulatory rules
  5. Firm-level complaints data sortable table: 2023 H2

    Data Published: 28/04/2022 Last modified: 25/04/2024
    The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.
  6. FCA says logbook lenders must raise standards

    Press Releases Published: 05/06/2014 Last modified: 09/12/2016
    Research published today lifts the lid on how these firms treat their customers. The FCA has found evidence of poor firm behaviour, including little or no affordability checks with some applicants encouraged to manipulate details of their income on
  7. FCA reminds firms to regularly review regulatory permissions

    Statements Published: 18/01/2021 Last modified: 18/01/2021
    We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed.
  8. FCA issues warning over ‘clone firm’ investment scams

    Press Releases Published: 27/01/2021 Last modified: 27/01/2021
    With over £78 million stolen in clone firm investment scams and the number of reports for this scam type on the rise, we warn the public
  9. Call for mortgage intermediaries willing to help mortgage prisoners

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 29/11/2021
    We want to hear from mortgage intermediaries who will work with mortgage prisoners to help them identify and move to an active lender where this is possible, or signpost them to additional support such as debt advice.
  10. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.