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Showing 351 to 360 of 795 search results for aggregate complaints data.

351. FCA statement on redress methodology for pension transfers

     Statements Published: 03/08/2016 Last modified: 17/01/2017
     The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)

352. Client asset reports

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     All regulated investment firms (with limited exceptions set out in SUP 3.1) have to send us an annual report. Learn more about what to include and how to submit it.

353. Information on employment of section 166 powers - January 2022

     FOI Release Date of Release: 04/01/2022
     The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.

354. Consumer investments data review 2020

     Data Published: 18/01/2021 Last modified: 13/06/2023
     A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020.

355. Information for customers of Triton Insurance Brokers Ltd

     News stories Published: 21/02/2020 Last modified: 21/02/2020
     On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.

356. FCA Data Bulletin: Issue 2 - January 2015 [pdf]

     Data Published: 29/01/2015 Last modified: 29/01/2015
     This edition of the FCA Data Bulletin highlights some areas of the authorisations process, including interesting statistics on the individuals it approves, and how it manages complaints about advertising in financial services.

357. FCA Data Bulletin: Issue 6 - June 2016 [pdf]

     Data Published: 09/06/2016 Last modified: 09/06/2016
     This quarterly update will provide you with details of the latest regulatory data and developments. The FCA's sixth Data Bulletin provides insight into a range of areas, including: an update on attestations and skilled person reports, the latest

358. FCA Data Bulletin: Issue 3 - May 2015 [pdf]

     Data Published: 19/05/2015 Last modified: 19/05/2015
     The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data.

359. Report a concern: mutual societies

     Mutual societies Published: 24/02/2023 Last modified: 24/02/2023
     How and to whom you can report a concern about a mutual society.

360. Financial promotions quarterly data 2024 Q1

     Data Published: 26/04/2024 Last modified: 26/04/2024
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.