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Showing 511 to 520 of 795 search results for aggregate complaints data.

511. FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement

     Press Releases Published: 25/09/2013 Last modified: 29/11/2016
     Whether complaint handlers were assessing the merits of individual complaints in line with the relevant FCA rules and guidance applicable to PPI;. ... Six of the firms involved were generally delivering fair outcomes on PPI complaints.

512. Open Finance: an opportunity for financial services

     Speeches Published: 18/11/2019 Last modified: 18/11/2019
     Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance​​​​​​​ (TISA) Open Finance Conference, London.

513. Commodity derivatives: position limits, reporting regime and commitment of trader reports

     Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
     This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

514. Information on 10% depreciation notifications from February 2020 - January 2022

     FOI Release Date of Release: 21/01/2022
     The FCA responds regarding the investigations opened by the FCA into potential breaches of COBS 16A.4.3.

515. Request for information regarding FCA complaints - December 2021

     FOI Release Date of Release: 30/12/2021
     The FCA responds to multiple questions regarding FCA complaints.

516. Personal data and FCA news, events and groups

     Last modified: 09/05/2024
     Find out how and why the FCA uses personal data to communicate FCA news and events, including its newsletters.

517. Recruit, change or terminate an appointed representative

     Tasks for firms Published: 12/05/2015 Last modified: 20/11/2023
     If you're a principal firm, find out how to recruit, change or terminate appointed representatives (AR) and complete related Approved Persons applications.

518. Making innovation work for firms and consumers

     Speeches Published: 29/05/2014 Last modified: 16/07/2014
     Speech by Martin Wheatley, Chief Executive, the FCA, at Bloomberg, London. This is the text of the speech as drafted, which may differ from the delivered version.

519. Call for Input: SME access to the Financial Ombudsman Service

     Firms Calls for input Published: 17/03/2023 Last modified: 19/06/2023
     We are looking to start a review of the rules extending SME access to FOS.

520. Stepstone Credits (clone of FCA authorised firm)

     Warnings Published: 06/07/2020 Last modified: 21/11/2020
     Stepstone Credits (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to