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Showing 571 to 580 of 795 search results for aggregate complaints data.

571. activefinancial.trade (Clone of FCA Authorised Firm)

     Warnings Published: 10/08/2023 Last modified: 03/11/2023
     activefinancial.trade (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

572. Retail banking: product governance review

     Multi-firm reviews Published: 05/03/2018 Last modified: 05/03/2018
     The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. It examined how well banks consider customers’ needs when they design and sell products and provide after-sales services. We found common

573. The FCA's response to COVID-19 and expectations for 2020

     Speeches Published: 04/06/2020 Last modified: 04/06/2020
     Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.

574. FCA review of automatic renewal of fixed term bonds

     News stories Published: 15/07/2013 Last modified: 15/07/2013
     We have completed one aspect of our work on automatic renewal, which looked into firms’ contract terms and practices regarding automatic renewal of fixed term bonds.

575. Guinness Mahon Trust Corporation Limited in administration and SIPP business immediately sold to Hartley Pensions

     News stories Published: 18/02/2020 Last modified: 21/02/2020
     On 17 February 2020, and following complaints in relation to historic high-risk non-standard investments, the directors of Guinness Mahon Trust Corporation Limited (GMTC), a firm authorised and regulated by the FCA, appointed Adam Stephens and Nick

576. Mobile phone insurance: Follow-up review findings

     Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
     Following our intervention, a number of firms have already made further improvements to their claims and complaints handling.

577. FCA publishes Annual Report and Accounts 2017/18

     Press Releases Published: 19/07/2018 Last modified: 03/08/2018
     The Financial Conduct Authority (FCA) has today published its Annual Report and Accounts, which looks back on the key pieces of work undertaken by the organisation throughout 2017/18.

578. Regulatory hosting services

     Firm authorisation Published: 11/07/2023 Last modified: 09/05/2024
     Read information for principal firms operating as regulatory hosts.

579. Firm specific complaints data 2012 H2 [xlsx]

     Data Published: 15/04/2013 Last modified: 04/08/2016
     Firm level complaints data for firms receiving 500 or more complaints within a six-month reporting period. This file covers firms with reporting periods ending between 1 July 2012 and 31 December 2012.

580. Mutual societies registration function: 2023-24

     Mutual societies Corporate documents Published: 25/05/2023 Last modified: 22/05/2024
     An update on the FCA's work and a breakdown of societies on the register.