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Showing 731 to 740 of 795 search results for aggregate complaints data.

731. The importance of culture in driving behaviours of firms and how the FCA will assess this

     Speeches Published: 19/04/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FCA, at the CFA Society - UK Professionalism Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

732. FSA publishes its Internal Audit Report on: review of the extent of awareness within the FSA of inappropriate LIBOR submissions

     Press Releases Published: 05/03/2013 Last modified: 29/03/2013
     The Financial Services Authority (FSA) has published its Internal Audit Report (the Report) on the London Interbank Offered Rate (LIBOR).

733. FS20/8: Business interruption insurance test case: feedback on draft guidance

     Policy and guidance Feedback statements Published: 17/06/2020 Last modified: 17/06/2020
     These feedback statement is for the FCA draft guidance on the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.

734. Information about FCA's oversight of rules on production of value statements by asset managers 2019-2021 – September 2021

     FOI Release Date of Release: 27/09/2021
     FCA provides information about FCA's oversight of rules on production of value statements by asset managers 2019-2021.

735. PS18/21: SME access to the Financial Ombudsman Service - near-final rules

     Policy statements Published: 22/01/2018 Last modified: 17/12/2018
     Following publication of this Policy Statement with near-final rules, we have now published final rules. Our final rules, which are unchanged from our near-final rules, extend access to the Financial Ombudsman Service (‘the ombudsman service’)

736. Santander UK to contact borrowers affected by SVR cap margin rise in 2008

     News stories Published: 18/04/2013 Last modified: 18/05/2021
     Santander UK has agreed to contact more than 270,000 mortgage customers that it did not give clear information when it raised the cap margin linked to its SVR in 2008.

737. CP13/10: Detailed proposals for the FCA regime for consumer credit

     Consultation papers Published: 03/10/2013 Last modified: 30/08/2015
     What information and how frequently firms will have to report to us, including on complaints (Chapters 4 and 11).

738. Statistics on whistleblowing inquries about firms and advisers - August 2020

     FOI Release Date of Release: 18/08/2020
     FCA provides statistics on whistleblowing inquires about firms and individuals.

739. Authorised fund managers’ assessments of their funds’ value

     Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
     This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

740. Position limits for commodity derivative contracts

     Firms Markets Markets policy Published: 17/10/2017 Last modified: 11/01/2023
     We are required to set limits on the maximum size of positions which a person can hold in commodity derivatives. Here we set out these position limits.