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FCA publishes Decision Notice for former UBS LIBOR trader
FCA publishes Decision Notice for former UBS LIBOR trader. Press Releases First published:. ... LIBOR is a benchmark reference rate fundamental to the operation of both UK and international financial markets including markets in interest rate derivatives -
Pension scams
Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam. -
Contract for differences
Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX). -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
Side pockets
Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect. -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
FCA provides update on PPI
The FCA will consider the further feedback and the consultation will close on 11 October 2016. ... We will ensure that our communications campaign will engage with all those who could be affected, particularly vulnerable consumers.”. -
Tackling the hard questions
Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016. -
Clearing obligation
Find out more about the clearing obligation under Article 4 of UK European Market Infrastructure Regulation and the updates to the clearing obligation regime under UK EMIR REFIT. -
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