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Asset management: A regulatory perspective
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference. -
Future Regulatory Framework (FRF) Review reforms
The Future Regulatory Framework Review aims to ensure the UK’s regulatory framework for financial services continues to be coherent, agile, and internationally respected. -
Calibrating controls to build confident markets
Speech by Sarah Pritchard, Executive Director of Markets and International at the Financial Crime Summit 2023 by 1LoD. -
Whistleblowing qualitative assessment survey 2022
This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to -
FCA launches consultation on the regulation of international firms
The FCA has launched a consultation on its approach to the authorisation and supervision of international firms operating in the UK. -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
Consumer Credit and the FCA: one year on
Positive or negative. The compromise here, of course, such as it is, is that this all takes time. ... loss on the first loan – on the basis that the hook has been dangled and, in all probability, that the customer will return to them for a second, third -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting. -
Review of firms’ handling of complaints about packaged bank accounts
Findings from our review of how firms handle complaints about packaged bank accounts. -
Consumer investments data review April 2020 - March 2021
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2020 and 31 March 2021.