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CP24/5: Digital Securities Sandbox joint Bank of England and FCA Consultation Paper
Our joint consultation paper with the Bank of England on our approach to setting up the new digital securities sandbox (DSD). -
CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II
We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
Linda Woodall will head up the Retail and Authorisations division as acting Director. ... The Business Plan set out the areas the FCA will be working on in the coming year:. -
PS22/13: Calculating redress for non-compliant pension transfer advice
We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former -
Prudential Regulation Authority and Financial Conduct Authority consult on proposals to improve responsibility and accountability in the banking sector
The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published two joint consultation papers aimed at improving individual responsibility and accountability in the banking sector. -
Statement on certain FCA work in light of coronavirus and changing market conditions
We are providing an update on work that we intend to either stop or postpone in light of the ongoing impact of coronavirus and economic conditions. These changes will allow us to focus our resources on the most urgent work where we can make the most -
FCA publishes terms of reference for its investment and corporate banking market study
The Financial Conduct Authority (FCA) has set out the issues it will focus on as part of its market study into competition in investment and corporate banking. -
FCA publishes the final report of its investment and corporate banking market study
The FCA has today published the final findings of its investment and corporate banking market study and set out a targeted package of remedies to ensure effective competition in the market. -
Best practice note - Identifying, controlling and disclosing inside information
This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR. -
PS15/24: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers
For all other firms we regulate, the text of the rules will act as non-binding guidance. ... We will consult on applying these rules to UK branches of overseas banks.