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Showing 111 to 120 of 451 search results for also required to publish complaints data.
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Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth
The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity. -
Interpreting the data
Find out how the data the FCA requires from providers of personal and business current accounts is measured. -
PS17/4: Handbook changes to reflect the introduction of the Lifetime ISA
In this Policy Statement, we summarise the feedback received from our consultation on introducing the Lifetime Individual Savings Account (LISA) and publish the resulting rules and guidance. -
Attestations
Fine out how and why the FCA uses attestations as a supervisory tool. -
FSA publishes consultation on framework for the consumer credit regime
The Financial Services Authority (FSA) has published its consultation on how it plans to introduce a strong and flexible regime to regulate consumer credit. The regime is tailored to address the risks that face consumers without putting undue -
FCA publishes Decision Notice against financial adviser for pension transfer advice failings
The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services -
FCA publishes final report in relation to RBS GRG
The Financial Conduct Authority (FCA) has today published the final report on its investigation in to Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG). -
FCA publishes final rules to make those in the banking sector more accountable
FCA publishes final rules to make those in the banking sector more accountable. ... While individuals who fall under this regime will continue to be pre-approved by regulators, firms will also be legally required to ensure that they have procedures in -
The Financial Conduct Authority publishes Approach to Consumers paper, alongside Discussion Paper on Duty of Care
The Financial Conduct Authority (FCA) has today outlined the measures it will take to protect consumers and sets out when and how the organisation takes action. The Approach to Consumers document published today sits alongside a new discussion -
FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies
The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies.