Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 121 to 130 of 451 search results for also required to publish complaints data.

  1. Handbook changes to reflect the introduction of the Lifetime ISA: CP16/32

    Consultation papers Published: 16/11/2016 Last modified: 26/01/2017
    We are consulting on proposals to introduce a Lifetime Individual Savings Account (LISA) and the changes required to our Handbook rules.
  2. CP15/11: Implementation of the Transparency Directive Amending Directive (2013/50/EU) and other Disclosure Rule and Transparency Rule changes

    Consultation papers Published: 20/03/2015 Last modified: 07/02/2022
    The Transparency Directive (TD) principally harmonises requirements on companies regarding information disclosure.
  3. Information on asset management firms applications - November 2022

    FOI Release Date of Release: 16/11/2022
    FCA provides information on Asset management firms applications.
  4. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    FCA publishes terms of reference for asset management market study. Press Releases First published:. ... The FCA will also set out any areas where few or no problems have been found.
  5. FCA publishes new data on savings interest rates and announces new rules coming into effect

    Press Releases Published: 01/12/2016 Last modified: 01/12/2016
    The Financial Conduct Authority (FCA) has today published the third and final ‘sunlight remedy’ data set, showing the lowest interest rates available from 32 providers of cash savings accounts and easy access cash ISAs. This is part of the
  6. IFPR implementation observations: quantifying threshold requirements and managing financial resources

    Multi-firm reviews Published: 27/02/2023 Last modified: 09/03/2023
    Firms should consider these and how they can strengthen their processes.
  7. FCA publishes Final Summary of RBS’s treatment of SME customers referred to its Global Restructuring Group

    Press Releases Published: 28/11/2017 Last modified: 28/11/2017
    The Financial Conduct Authority (FCA) today publishes the Final Summary of the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).
  8. Extending deadlines to publishing fund reports and accounts

    Firms Last modified: 17/09/2020
    We are giving firms extra time to produce their annual and half-yearly reports and accounts because of the impact of coronavirus (Covid-19).
  9. The Financial Conduct Authority publishes its findings on transition management

    Press Releases Published: 10/02/2014 Last modified: 07/02/2022
    Over £165 billion of assets invested in pensions and other large funds are transferred between investment managers, markets and products every year – potentially affecting the returns enjoyed by millions of consumers on their investments – by
  10. FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid

    Press Releases Published: 29/08/2014 Last modified: 01/11/2016
    FCA publishes update on PPI work – firms have improved complaints handling and are reopening two and a half million old complaints to ensure fair redress is paid. ... Following FCA intervention the rates have now picked up. This improvement is also