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Showing 191 to 200 of 451 search results for also required to publish complaints data.
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FCA review of medium-sized firms’ PPI complaints handling finds significant room for improvement
The FCA has also been assessing the complaints handling of larger firms including high street banks and credit card companies. ... Whether complaint handlers were assessing the merits of individual complaints in line with the relevant FCA rules and -
FCA changes mortgage advice rules to encourage consumer choice
The Financial Conduct Authority (FCA) has today published proposals for changes to its mortgage sales requirements which will help to give consumers more choice in how they buy a mortgage. -
FCA statement on contract for difference products and CP16/40
This statement provides an update on the Financial Conduct Authority’s (FCA) policy work on contract for difference products (CFDs) and CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail -
Financial promotions quarterly data 2022 Q2
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2022 to 30 June 2022. -
CP16/1: Consequential changes to the Senior Managers Regime
firms’). It will also be of interest to incoming branches of overseas relevant firms. ... We will consider your feedback and publish our rules in a Policy Statement in March 2016. -
Regulated covered bonds
Covered bonds are a type of secured bond usually backed by mortgages or public sector loans. Read about the UK regulated covered bonds regime. -
MiFID reporting after the Brexit transition period
Read this page if your firm is migrating to FCA FIRDS or FCA FITRS after 31 December 2020. You will find information here about what you need to do. -
Re-use of Public Sector Information Regulations
The FCA provides the Re-use of Public Sector Information Regulations 2015 (SI 2015 No 1415). This provides a framework for third parties to request re-use of documents published by public sector bodies. -
Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
Finalised Guidance: Business interruption insurance test case
This finalised guidance sets out the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA.