Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 291 to 300 of 451 search results for also required to publish complaints data.

  1. FS15/4: Terms and definitions for services which are linked to payment accounts and subject to fees

    Feedback statements Published: 15/09/2015 Last modified: 29/08/2019
    definitions for services which are linked to payment accounts and subject to fees, and publish the provisional UK list of terms and definitions. ... As required by PAD, we will submit the provisional UK list of terms and definitions to the European

  2. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

  3. Reports about sexual and non-financial misconduct made to the FCA

    FOI Release Date of Release: 07/09/0201
    The FCA responds on the numbers of reports about sexual and non-financial misconduct made to the FCA

  4. Loan-based crowdfunding platforms: summary of our rules

    New firm authorisation Published: 11/05/2015 Last modified: 13/08/2021
    The following rules may be relevant for firms operating in the loan-based crowdfunding (including peer-to-peer and peer-to-business) market when considering their investment activities.

  5. Cost of Living: good and poor practice in the general insurance market

    Good and poor practice Published: 03/07/2023 Last modified: 03/07/2023
    We have reviewed how home and motor insurers are supporting customers in financial difficulty and handling claims. We found examples of good practice, but also areas where firms need to improve.

  6. The Financial Conduct Authority seeks views on its approach to small businesses

    Press Releases Published: 27/11/2015 Last modified: 27/11/2015
    Currently only a small minority of SMEs are unable to take complaints to the ombudsman. ... On 17 August 2015, the ombudsman service published a review of complaints referred to them by businesses.

  7. Overdrafts and coronavirus: draft guidance for firms

    Guidance consultations Published: 02/04/2020 Last modified: 01/12/2020
    FCA guidance for firms: overdrafts and coronavirus

  8. FCA to ask firms for their views on MiFID II implementation

    Press Releases Published: 26/03/2015 Last modified: 08/11/2016
    The paper also details the FCA’s expectations of the likely restrictions on products that can be classified as non-complex and the practical application of the appropriateness test to a ... The European Commission is likely to publish the MiFID II

  9. Payment institution applicants

    Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
    Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

  10. CP14/5: Changes to regulatory reporting: Adviser and consultancy charging, Authorised Professional Firms (APFs) and Product Sales Data (PSD)

    Consultation papers Published: 07/03/2014 Last modified: 30/08/2015
    We are also consulting on a minor change to the submission of Product Sales Data (PSD), which we hope will improve clarity around the PSD reporting requirements. ... We will consider the feedback received and publish a Handbook Notice policy statement in
Related topics