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Showing 51 to 60 of 207 search results for amendments to the Senior Insurance Managers Regime.

  1. Appointing intermediaries if you’re a funeral plan provider

    Firms Tasks for firms Published: 02/05/2021 Last modified: 01/11/2023
    Find out how to appoint intermediaries to distribute and sell your plans.

  2. FCA extends the Senior Managers and Certification Regime to 47,000 firms

    Firms News stories Published: 09/12/2019 Last modified: 09/12/2019
    FCA extends the Senior Managers and Certification Regime to 47,000 firms

  3. Culture and governance

    Firms Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
    Read about the FCA's work on culture and governance, including details of how to get involved.

  4. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

    Policy statements Published: 28/09/2016 Last modified: 24/02/2017
    We are publishing our final rules on regulatory references. 

  5. REP008: Conduct Rules reporting for solo-regulated firms

    Tasks for regulated firms Published: 13/08/2020 Last modified: 09/02/2023
    Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches.

  6. Information on enforcement investigations into senior managers - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA answers questions multiple questions on enforcement investigations into senior managers.

  7. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

  8. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  9. Applying conduct rules to all non-executive directors in the banking and insurance sectors: PS17/8

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance

  10. Information on investigations opened under the Senior Managers' Regime - June 2022

    FOI Release Date of Release: 22/06/2022
    The FCA provides information on investigations opened under the Senior Managers' Regime.