Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 152 to 161 of 224 search results for appointed representatives in the general insurance.

  1. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
  2. FCA introduces new rules on whistleblowing

    Press Releases Published: 06/10/2015 Last modified: 19/04/2016
    require its appointed representatives and tied agents to tell their UK-based employees about the FCA whistleblowing service.
  3. Information on return of client assets - June 2022

    FOI Release Date of Release: 14/06/2022
    The FCA provides information on return of cliemt assets.
  4. Additional events for mortgage and general insurance firms announced for Live & Local regional programme

    News stories Published: 16/11/2017 Last modified: 16/11/2017
    As we continue the successful regional events in the Live & Local programme, we are now announcing details of the first set of events taking place in 2018 for regulated mortgage and general insurance firms.
  5. FSA appoints two new non-executive directors to the FSCS board

    Press Releases Published: 23/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has appointed two new non-executive directors to the Board of the Financial Services Compensation Scheme (FSCS). Marian Glen and Charles McKenna will take up their positions on 1 February 2013.
  6. Information on employment of section 166 powers - January 2022

    FOI Release Date of Release: 04/01/2022
    The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime.
  7. CP18/14: Quarterly Consultation Paper No 21

    Consultation papers Published: 01/06/2018 Last modified: 12/04/2019
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
  8. TR18/4: Pricing practices in the retail general insurance sector: Household insurance

    Thematic reviews Published: 31/10/2018 Last modified: 01/11/2018
    This report sets out the key findings of our thematic work on the pricing practices of household insurance firms. It then details our expectations of firms and our next steps.
  9. TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration

    Thematic reviews Published: 27/05/2014 Last modified: 27/05/2014
    The report is aimed at general insurance intermediaries, insurers, relevant trade associations, representative groups for business and consumer bodies. ... We expect all general insurance intermediaries to reflect on how they manage the conflicts of
  10. Our approach to international firms

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.