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Showing 112 to 121 of 463 search results for approach to authorisation and our Brexit.

  1. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms
  2. Locking down market abuse

    Speeches Published: 08/03/2021 Last modified: 08/03/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, delivered at the Expert Forum: Market Abuse 2021.
  3. Authorised payment institution (authorised PI)

    Last modified: 22/09/2017
    2. Authorised PIs providing AIS or PIS should familiarise themselves with the requirements which apply to all AIS or PIS providers (Chapter 17 in our Approach Document). ... The new process is set out in full in the PSRs 2017 and we have provided
  4. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.
  5. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.
  6. Knowledge Base

    Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
    The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.
  7. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 02/05/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.
  8. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London
  9. Small payment institution (small PI)

    Last modified: 14/09/2018
    The key changes for small PIs include those relating to Conduct of business(Chapter 8 in our Approach Document), Complaints handling (Chapter 11 in our Approach Document) and Reporting and notifications ... You can find further information on our
  10. Electronic money and payment institutions

    Firms Electronic money and payment institutions Last modified: 16/08/2023
    Authorisation for payment institutions are applied under the Revised Payment Services Directive (PSD2). Read more and learn how to submit your application.