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Showing 202 to 211 of 463 search results for approach to authorisation and our Brexit.

  1. FCA sets out its approach to authorisation and its approach to competition

    Press Releases Published: 11/12/2017 Last modified: 11/12/2017
    The Financial Conduct Authority (FCA) has today published its approach to authorisation and its approach to competition.
  2. Fund tokenisation

    Published: 24/11/2023 Last modified: 26/03/2024
    We are working with industry to explore potential uses of fund tokensiation which could make collective investment schemes more efficient, transparent, and accessible to a wider range of consumers.
  3. Firms and investment funds that were eligible to notify us to use the TPR

    Firms Focus areas Published: 20/08/2020 Last modified: 02/01/2024
    We explain which types of firms and investment funds were eligible to notify us of their intention to use the temporary permissions regime and temporary marketing permissions regime.
  4. Webinar: using assessment as a tool to understand culture

    Events Last modified: 04/02/2020
    Webinar
  5. Account information service (AIS) and payment initiation service (PIS)

    Last modified: 22/09/2017
    Chapter 17 in our Approach Document is relevant to providers of AIS and PIS. ... These changes are set out in full in the PSRs 2017and described in our Approach Document.
  6. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London
  7. Statement on various MiFID obligations and benchmarks regulation if the UK leaves the EU without an implementation period

    Statements Published: 13/03/2019 Last modified: 13/03/2019
    ESMA has published a statement clarifying its approach to aspects of the MiFID position limits regime, post-trade transparency requirements, derivatives trading obligation and benchmarks regulation if the UK leaves the EU without an implementation
  8. Countdown to consumer credit takeover

    Speeches Published: 05/03/2014 Last modified: 07/02/2022
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at Frontier Economics, London.
  9. Paul Feeney appointed Chair of the FCA’s Practitioner Panel

    Press Releases Published: 30/12/2020 Last modified: 30/12/2020
    The Financial Conduct Authority (FCA) has appointed Quilter CEO Paul Feeney as the Chair of its independent Practitioner Panel.
  10. Investigation opening criteria

    How we operate Published: 22/04/2016 Last modified: 21/02/2022
    Factors the FCA considers when deciding to open an investigation, including how it detects and assesses serious misconduct