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Showing 372 to 381 of 463 search results for approach to authorisation and our Brexit.

  1. The FCA and Practitioner Panel joint survey for 2024 launches

    News stories Published: 02/02/2024 Last modified: 02/02/2024
    The FCA and Practitioner Panel survey is being sent to a sample of regulated firms, to gather their feedback on how we are doing in regulating the industry.
  2. International regulatory developments affecting investment management

    Speeches Published: 05/06/2024 Last modified: 05/06/2024
    Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.
  3. FCA operating service metrics 2022/23

    Data Published: 20/07/2023 Last modified: 26/02/2024
    This report sets out how the FCA performed in 2022/23 against 54 operating service metrics, including how it dealt with regulatory applications, telephone enquiries and other correspondence.
  4. FCA responds to independent reviews into its regulation of London Capital & Finance and Connaught

    Press Releases Published: 17/12/2020 Last modified: 17/12/2020
    The FCA has responded to the independent investigations of its supervision of London Capital & Finance plc (LCF) and Connaught Income Fund Series 1 and connected companies (Connaught)
  5. FCA launch the Financial Services Regulatory Partners Phoenixing Group

    Statements Published: 03/05/2019 Last modified: 03/05/2019
    The Financial Conduct Authority (FCA) held a round table event with its regulatory partners to build on existing collaboration and launch a working group to tackle the ongoing issue of phoenixing in financial services.
  6. The FCA's response to COVID-19 and expectations for 2020

    Speeches Published: 04/06/2020 Last modified: 04/06/2020
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at PIMFA’s Virtual Festival.
  7. Sustainability disclosure and labelling regime

    Tasks for firms Firms Published: 02/02/2024 Last modified: 01/07/2024
    Information for firms and trade associations on sustainability disclosure requirements and the anti-greenwashing rule.
  8. Drivers of change in the financial services industry and how we are responding

    Speeches Published: 02/11/2021 Last modified: 19/08/2022
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the CDO Exchange for Financial Services.
  9. FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages

    Press Releases Published: 25/09/2014 Last modified: 01/10/2014
    FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages. ... The consultation paper also outlines the authorisation process for these firms and sets out the proposed data reporting
  10. Evolution of a new model for financial regulation in the UK

    Speeches Published: 21/09/2020 Last modified: 21/09/2020
    Christopher Woolard, interim chief executive, delivers speech at the 10th annual International Financial Services Forum