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Showing 412 to 421 of 463 search results for approach to authorisation and our Brexit.

412. Brexit

     The UK has left the EU. Find out what this means for consumers and firms.

413. How to flex your organisation's power through culture and conduct

     Speeches Published: 23/11/2023 Last modified: 23/11/2023
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at City & Financial's Culture and Conduct Forum.

414. Market abuse requires a dynamic response to a changing risk profile

     Speeches Published: 13/02/2019 Last modified: 17/05/2019
     Watch. To help frame today’s conversation - let me briefly touch on the FCA’s 5 Conduct Questions approach. ... committing a crime and ultimately, they will have contributed to damaging our markets.

415. Wholesale market policy – a year in review

     Speeches Published: 11/12/2015 Last modified: 11/12/2015
     Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

416. FCA review finds room for improvement when dealing with customers in early arrears

     Press Releases Published: 13/12/2016 Last modified: 13/12/2016
     The Financial Conduct Authority (FCA) has found that many firms are improving the way they deal with customers in early arrears. However, there are a number of areas where consumer credit firms still need to improve their practices.

417. FSA - DP13/1 How the FCA could be more transparent

     Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
     We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.

418. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches Published: 08/02/2022 Last modified: 08/02/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

419. Balancing regulatory objectives in the dynamic consumer credit market

     Speeches Published: 27/09/2016 Last modified: 27/09/2016
     Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

420. PS23/13: Introducing a gateway for firms who approve financial promotions

     Policy statements Published: 11/09/2023 Last modified: 16/11/2023
     The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions.

421. Regulating financial innovation – going behind the scenes

     Speeches Published: 02/07/2019 Last modified: 11/09/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School.

422. Competition Policy in Financial Markets – the view from the regulators

     Speeches Published: 22/06/2016 Last modified: 22/06/2016
     Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.