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Showing 422 to 431 of 463 search results for approach to authorisation and our Brexit.

  1. FCA: New strategic approach to ensure “sharper focus” to regulatory challenges ahead

    Press Releases Published: 08/12/2014 Last modified: 08/12/2014
    The main structural changes include:. We will bring together the current Authorisations and Supervision Divisions, with our specialist supervision functions such as financial crime and client assets. ... Two Divisions will be created from April 2015
  2. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.
  3. CP23/22: Regulatory fees and levies: policy proposals for 2024/25

    Consultation papers Published: 21/11/2023 Last modified: 21/11/2023
    This consultation sets out plans for changes to the way we will raise FCA fees from 2024/25.
  4. Free trade in financial services and global regulatory standards: friends not rivals

    Speeches Published: 26/01/2017 Last modified: 02/02/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Economic Council Financial Markets Policy Conference.
  5. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.
  6. Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited land banking schemes - information for investors

    News stories Published: 25/02/2019 Last modified: 19/11/2021
    In 2013, the FCA took action to wind up Paradigm Consultancy S.A. ('Paradigm') as a result of its involvement in unauthorised land banking schemes - Countrywide Land Holdings Limited, Regional Land and Consolidated Land UK Limited. The liquidation
  7. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back
  8. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.
  9. GC15/5: Ring-fencing: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

    Guidance consultations Published: 18/09/2015 Last modified: 18/09/2015
    This consultation sets out the proposed general guidance on our approach to the implementation of ring-fencing in the UK, including our approach in relation to ring-fencing transfer schemes (RFTSs). ... It also clarifies our approach to applications for
  10. Investigations and Authorisation of Payment and Electronic Money Institutions - January 2022

    FOI Release Date of Release: 31/01/2022
    The FCA answers multiple questions regarding Payments Institutions and Electronic Money Institutions.