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Showing 442 to 451 of 463 search results for approach to authorisation and our Brexit.
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Brexit
The UK has left the EU. Find out what this means for consumers and firms. -
LIBOR transition – the critical tasks ahead of us in the second half of 2020
Speech delivered by Edwin Schooling Latter, Director Markets and Wholesale Policy at the FCA, at a webinar hosted by the International Swaps and Derivatives Association 14 July event on 'The Latest in LIBOR Transition, The Path Forward'. -
A review of requirements for firms entering into or expanding in the banking sector: one year on
This review sets out the progress we have made in implementing the changes from our March 2013 review of the requirements for firms entering into or expanding in the banking sector and the feedback we have received so far. -
FCA publicly censures Horn Express Ltd (formerly known as Qaran Express Money Transfer Limited) for breaches of the Payment Services Regulations
The Financial Conduct Authority (FCA) has publicly censured Horn Express Limited (formerly known as Qaran Express Money Transfer Limited, “QEMTL”) for failing to safeguard and segregate customer funds. The FCA would have fined QEMTL £136,687 -
FCA makes final appointment to ExCo with Georgina Philippou as Chief Operating Officer
Director of Supervision – Retail and Authorisations: Jonathan Davidson. Director of Risk and Compliance Oversight: Barbara Frohn. ... As we implement our new strategy focused on delivering high quality regulation, the mix of experience and fresh -
The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014
October 2013. Consultation paper on our approach to regulated crowd funding, including the lending/investment aspects of peer-to-peer lending. ... February/March 2014. Feedback on responses to the consultation paper on our approach to regulated crowd -
Consumers struggling to understand structured products as Financial Conduct Authority calls for improvements from firms
A behavioural economics research paper published today by the Financial Conduct Authority (FCA) has found that many consumers overestimate the expected returns on structured deposits. -
Insurance brokers: serving consumers and businesses in times of uncertainty and change
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the British Insurance Brokers' Association (BIBA) Conference. -
How innovation and regulation in financial services can drive the UK's economic growth
Speech by Sheldon Mills, Executive Director, Consumers and Competition delivered at the CityUK Annual Conference 2023. -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds
We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and