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Showing 1 to 10 of 128 search results for arrangements on professional indemnity insurance.

1. Professional indemnity insurance

   Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
   Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.

2. Distributors: professional indemnity insurance

   Tasks for regulated firms Published: 13/05/2015 Last modified: 10/02/2023
   Certain firms are required to hold Professional Indemnity Insurance (PII)

3. RMA-E Professional indemnity insurance self certification: FAQs

   Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
   RMA-E Professional indemnity insurance self certification: FAQs

4. Information about professional insurance indemnity premiums - July 2020

   FOI Release Date of Release: 27/07/2020
   The FCA provides information about professional insurance indemnity premiums

5. RMA-E: Professional Indemnity Insurance

   Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
   RMA-E: Professional Indemnity Insurance

6. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

   Press Releases Published: 01/02/2016 Last modified: 01/02/2016
   The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

7. Defined benefit pension transfers market data October 2018-March 2020

   Data Published: 18/01/2021 Last modified: 29/01/2021
   Defined benefit pension transfers market data October 2018-March 2020

8. Technical information on RMAR source data

   Data Published: 06/06/2019 Last modified: 03/08/2023
   The Retail Mediation Activities Return (RMAR) is the core regulatory return submitted by firms who provide intermediary services arranging and/or advising on mortgages, non-investment insurance or investment products. Monitoring and analysing the

9. Pension transfers or switches with a view to investing pension monies into unregulated products through SIPPs - Further alert

   News stories Published: 28/04/2014 Last modified: 28/04/2014
   Where a financial adviser recommends a SIPP knowing that the customer will transfer or switch from a current pension arrangement to release funds to invest through a SIPP, then the suitability ... However, advice to switch or transfer from pension

10. Registered account information service provider (RAISP) applicants

    Tasks for firms Published: 11/10/2017 Last modified: 19/06/2024
    Find out what conditions you must meet to become a RAISP, and what to include in your application to be registered with the FCA.