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Showing 11 to 20 of 128 search results for arrangements on professional indemnity insurance.
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Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Improving the Appointed Representatives regime through greater use of data
This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and -
Payment institution applicants
Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA. -
Apply to become an electronic money or a payment institution
Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider. -
Electronic money institution applicants
Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA. -
RMA-H COBS data: FAQs
RMA-H COBS data: FAQs -
Compliance and other support
If you decide to get compliance support, it is important to consider what service your firm needs. See what types of support maybe helpful to your firm. -
Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
2013 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. -
Our approach to international firms
Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation.