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Showing 71 to 80 of 128 search results for arrangements on professional indemnity insurance.

  1. PS18/6: Advising on Pension Transfers

    Policy statements Published: 26/03/2018 Last modified: 26/03/2018
    The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits.

  2. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Payment Services Regulations 2017 and Electronic Money Regulations 2011

    Tasks for firms Published: 21/10/2015 Last modified: 14/08/2023
    The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules.

  4. CP18/11: Reviewing the funding of the Financial Services Compensation Scheme (FSCS)

    Consultation papers Published: 01/05/2018 Last modified: 15/04/2019
    We have made final rules to change how the FSCS is funded and are consulting on changes to our Professional Indemnity Insurance (PII) requirements for Personal Investment Firms (PIFs).

  5. Examination standards

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

  6. Defined benefit pension transfers

    Tasks for firms Published: 16/06/2019 Last modified: 19/06/2023
    Read about the FCA's work in defined benefit (DB) transfers to date and the continued supervision in this area.

  7. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.

  8. Regulations for third party Payment Providers

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Find out more about AIS and PIS, including our role in regulating providers.

  9. Tribunal directs Financial Conduct Authority to ban former insurance broker

    Press Releases Published: 16/04/2015 Last modified: 16/04/2015
    Tribunal directs Financial Conduct Authority to ban former insurance broker. Press Releases First published:. ... Mr Allen was an insurance broker specialising in professional indemnity risks.

  10. CP20/23: Quarterly Consultation Paper No. 30

    Consultation papers Published: 04/12/2020 Last modified: 08/12/2020
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.