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Showing 1 to 10 of 69 search results for ask firms for their views on MiFID II implementation.

1. FCA to ask firms for their views on MiFID II implementation

   Press Releases Published: 26/03/2015 Last modified: 08/11/2016
   FCA to ask firms for their views on MiFID II implementation. ... A timeline of MiFID II implementation.

2. UK EMIR news

   Markets policy Published: 22/05/2016 Last modified: 26/07/2024
   Read our archive of news relating to EMIR dating back to August 2013.

3. MiFID II and the fight against financial crime

   Speeches Published: 11/07/2018 Last modified: 20/07/2018
   FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

4. The New Market Infrastructure

   Speeches Published: 16/05/2014 Last modified: 29/11/2016
   Keynote speech by David Lawton, Director of Markets, at the Economist Bellwether Conference. This is the text of the speech as drafted, which may differ from the delivered version.

5. Investor protection in the UK: New tools, new challenges

   Speeches Published: 19/09/2014 Last modified: 19/09/2014
   Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

6. Modelling integrity through culture

   Speeches Published: 19/11/2013 Last modified: 19/11/2013
   Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

7. CFD firms fail to meet our expectations on appropriateness assessments

   Multi-firm reviews Published: 29/06/2017 Last modified: 29/06/2017
   Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms.

8. Effective compliance with the Market Abuse Regulation – a state of mind

   Speeches Published: 14/11/2017 Last modified: 15/11/2017
   One of the major evolutionary steps directly in our sights is the move from ‘MiFID I’ to ‘MiFID II/MiFIR’ data – a step change in both the volume and quality of ... It is worth noting that the introduction of MiFID II also introduces the second

9. 2019 Disclosure Log

   Last modified: 20/03/2024
   The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. 

10. Market abuse requires a dynamic response to a changing risk profile

    Speeches Published: 13/02/2019 Last modified: 17/05/2019
    MAR and MiFID II define what constitutes unacceptable conduct and practice, including behaviour that amounts to giving false or misleading impressions to the market. ... MiFID II has been, amongst many things, an exercise in bringing together a common