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Showing 11 to 20 of 69 search results for ask firms for their views on MiFID II implementation.
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MiFID II conference
The conference was also an opportunity for us to discuss MiFID II with firms, understand the challenges they are facing or are likely to face, and talk about some of the ... The new measures in MiFID II will be implemented on 3 January 2017 and will -
Event costs
Overall approximate costs for public events that we organise and publicise, from April 2013 onwards. -
A Better View
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017 -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I
HM Treasury (The Treasury) consulted on most of the changes to UK legislation required to implement MiFID II in March 2015. ... So we have decided to consult in stages. This first MiFID II consultation paper covers, and seeks views on, the issues related -
MiFID II: retail investment advice firms
A summary of some of the key changes that impact retail investment advice firms, effective from 3 January 2018. -
FCA consults on aspects of the Markets in Financial Instruments Directive II implementation
The Financial Conduct Authority (FCA) has today published its first consultation paper on the implementation of the new European Markets in Financial Instruments Directive II (MiFID II) in the UK. ... firms. There are a range of matters on MiFID II, -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.