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Showing 1 to 10 of 1206 search results for asset management study.

  1. Asset management market study

    Market studies Published: 18/11/2015 Last modified: 24/09/2018
    We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.
  2. FCA publishes terms of reference for asset management market study

    Press Releases Published: 18/11/2015 Last modified: 18/11/2015
    FCA publishes terms of reference for asset management market study. Press Releases First published:. ... The FCA announced its intention to undertake a market study into asset management in its 2015/16 business plan.
  3. Asset Management Market Study: Final decision to make a Market Investigation Reference (MIR) on investment consultancy services

    Market studies Published: 14/09/2017 Last modified: 14/09/2017
    As part of our Asset Management Market Study we have made a final decision to make a market investigation reference on investment consultancy and fiduciary management services and to reject the proposed Undertakings in Lieu (UIL). 
  4. Competition and savings: the regulator’s perspective

    Speeches Published: 25/11/2016 Last modified: 25/11/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.
  5. Overview of Asset Management Market Study remedies [pdf]

    Documents Published: 05/04/2018
  6. Asset Management Market Study – Experimental Consumer Research and Focus Groups [pdf]

    External research Published: 04/04/2018
    Report for the Financial Conduct Authority prepared by London Economics
  7. FCA publishes its second set of rules following its Asset Management Market Study

    Press Releases Published: 04/02/2019 Last modified: 04/02/2019
    The Financial Conduct Authority (FCA) has published new rules and guidance to improve the quality of the information available to consumers about the funds they invest in.
  8. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.
  9. The view from the regulator: developing our approach

    Speeches Published: 10/03/2017 Last modified: 10/03/2017
    Speech by Mary Starks, Director of Competition at the FCA, delivered at the AIC conference ‘Making choices in uncertain times’.
  10. PS19/4: Asset Management Market Study - feedback to CP18/9 and final rules and guidance

    Policy statements Published: 04/02/2019 Last modified: 11/09/2023
    The FCA is consulting on rules and guidance to improve the quality, comparability and robustness of information available to investors. The consultation closes on 5 July 2018.