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Showing 1001 to 1010 of 1206 search results for asset management study.

  1. Compliance, Culture and Evolving Regulatory Expectations

    Speeches Published: 26/04/2021 Last modified: 26/04/2021
    Speech by Mark Steward, Executive Director of Enforcement and Market Oversight.

  2. Pilot general Insurance value measures data – year ending 31 August 2018

    Data Published: 30/01/2019 Last modified: 31/10/2022
    The FCA has published general insurance (GI) value measures data for 30 insurers (including both UK and EEA firms) for the year ending 31 August 2018.  

  3. Information on crypto asset scams report 2017 to 2022 - September 2022

    FOI Release Date of Release: 21/09/2022
    The FCA provides information on cryptoasset scams.

  4. AstraHorizon / astrahorizon.com (clone of FCA authorised firm)

    Warnings Published: 01/07/2021 Last modified: 03/08/2021
    AstraHorizon / astrahorizon.com (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

  5. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements Published: 01/07/2019 Last modified: 02/07/2019
    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

  6. Nordic Capital Limited (Clone of FCA authorised firms)

    Warnings Published: 01/03/2021 Last modified: 01/03/2021
    Nordic Capital Limited (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

  7. FCA supports firms through the transition to implementing the Consumer Duty

    Press Releases Published: 03/02/2023 Last modified: 06/04/2023
    FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

  8. Information on insider dealing and breaches of the FCA Handbook - May 2022

    FOI Release Date of Release: 23/05/2022
    The FCA provides information on Number of people sanctioned, fined, reprimanded or excluded for breaching FCA Handbook Rules and insider dealing.

  9. Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses

    Press Releases Published: 18/07/2014 Last modified: 08/11/2016
    Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses. ... The market study on banking services for small and medium sized businesses, on the CMA’s website.

  10. FCA further bolsters its leadership team as it expands its headcount

    Press Releases Published: 05/07/2022 Last modified: 06/07/2022
    The Financial Conduct Authority (FCA) has appointed six directors as it expands its headcount to meet a growing remit and to achieve its ambitious strategy, which launched in April. The appointments announced today, which fill a mix of new and